Search for: "Thomas Weisel Partners LLC"
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15 Jul 2013, 10:35 am
Thomas Weisel Partners, LLC (CRD #46237, San Francisco, California) was fined $200,000. [read post]
28 May 2010, 9:28 am
Thomas Weisel Partners LLC based in San Francisco, California, was named in a securities fraud lawsuit filed by the Financial Industry Regulatory Authority (FINRA) alleging that the firm and the head of its fixed income desk, Stephen Henry Brinck Jr., sold $15.7 million worth of auction rate securities (ARS) to customers out of the firm's own accounts without their customers' knowledge or consent. [read post]
28 May 2010, 10:28 am
Thomas Weisel Partners LLC based in San Francisco, California, was named in a securities fraud lawsuit filed by the Financial Industry Regulatory Authority (FINRA) alleging that the firm and the head of its fixed income desk, Stephen Henry Brinck Jr., sold $15.7 million worth of auction rate securities (ARS) to customers out of the firm's own accounts without their customers' knowledge or consent. [read post]
25 Feb 2010, 10:26 am
Thomas Weisel Partners LLC, C.A. 4709-VCN (February 25, 2010) Many decisions discuss when arbitration is required by an agreement. [read post]
1 May 2007, 9:58 pm
Swenson If you are keeping score at home (or in the office), Thomas Weisel Partners Group, Inc. went public back on February 2, 2006. [read post]
14 Jan 2008, 6:18 pm
LLC Thomas Weisel Partners LLC Robert W. [read post]
10 Jan 2008, 3:52 pm
., Thomas Weisel Partners, LLC, UBS, Bear, Stearns, BMO Capital, Cowen, Deutsche Bank, and RBC Capital Markets Corp.). [read post]
30 Apr 2010, 10:26 pm
By merging (a $300 M deal), with Thomas Weisel Partners Group Inc. [read post]
14 Dec 2007, 1:00 am
Bard Inc.'s patent on a type of prosthetic blood vessel graft, company to pay damages of $185 million: (IPLaw360), Depomed secures summary judgment against Ivax in its patent dispute regarding its AcuForm controlled-release drug delivery technology: (IPLaw360),Dell and Motion Computing hit with patent infringement suit by Typhoon Touch: (IPBiz), EBay vows fight over final judgment in patent suit against MercExchange: (IPLaw360), … [read post]
3 Feb 2011, 2:00 pm
A former partner of Tailwind Capital, Thomas Weisel, started Tailwind Sports, which was one of the sponsors of the United States Postal Service Bicycle Team – the world-famous team of Lance Armstrong who won the Tour de France seven times, several of which he was wearing a jersey that listed Tailwind Sports as one of the sponsors. [read post]
